FundApps

02/11/2022

Our first in-person event since 2019 brought over 40+ different clients together 😱

The learnings we get from hosting these events are invaluable, but more invaluable is seeing and hearing the benefits they bring to our client community.

Read our latest blog to find out what happens when you host your first in-person event in three years: https://hubs.ly/Q01rdZQ60

We've summarised a few magical moments and the behind-the-scenes effort that goes into hosting our in-person events that make it all worth it.

31/10/2022

FundAppers creepin' it real👻

Happy Halloween from the FundApps team! 🎃

15/10/2022

Our team attended the 2022 SimCorp Paris Summit on Wednesday 🙌

It was exciting to hear about SimCorp’s product roadmap, positive client feedback and get an insight into the key drivers currently at play in this domain in 2022.

14/10/2022

The Securities and Futures Commission (SFC) of Hong Kong has fined a hedge fund HK$1.75mn for failures relating to its non-compliance with the EU’s short selling regime.

The decision by the SFC, on top of the FCA’s fine, makes it all too clear that regulators will not only seek hefty fines for failing to implement effective compliance systems for shareholding disclosure, they will also enforce personal sanctions on compliance officers. Read more about it in our latest blog: https://hubs.ly/Q01pMDfw0

A Hong Kong hedge failed to make 155 notifications to the FCA and 153 disclosures to the public of its net short position in Premier Oil.

13/10/2022

We held our 6th Annual Client Conference in the Americas last week and what a day it was🔥🔥🔥

Thank you to everyone who attended. For those who couldn't make it, catch the highlights here: https://hubs.ly/Q01pG-x30

Our AMER client conference included innovative workshops, interactive sessions and an opportunity to connect to the fellow compliance professionals.

30/09/2022

Honourable mention to our much loved (and favourite) EMEA client conference attendee.

21/09/2022

In the second blog of the 'FundApps Reg Breakdown' series, we take a look at SEC's proposed changes to Form PF, also known as 'the Form'. Read it here: https://hubs.ly/Q01mSFk30

On 10 August 2022, the SEC voted 3-2 to propose amendments to Form PF (‘the Form’).

01/09/2022

Can’t keep up with the Securities and Exchange Commission’s proposed rule changes? 🤯 We’ve summarised EVERYTHING you need to know 👉 https://hubs.ly/Q01llK240

An overview of the proposed rule changes by the Securities and Exchange Commission in 2022 affecting beneficial ownership, short selling, and more.

26/08/2022

Who said getting your head around regulatory updates had to be difficult? 🤯

We're starting a new blog series where we take a look at regulatory updates that affect you directly, breaking them down and helping make sense of it all. 💪

In the first blog of the series, we’re looking at the new EU crypto regs: MiCA- The 'Mini-MiFID'. Read it here:https://hubs.ly/Q01kXt_s0

In late June, the Council presidency and the European Parliament reached provisional agreement to introduce the Markets in Crypto-assets (MiCA) directive.